Monday, November 12, 2012

Joseph Sonnabend, Remembering the Original AZT Trial

An interesting article by early AIDS doctor Joseph Sonnabend, who can’t usually decide what side he’s on, but enough time has passed that he now thinks it is okay to be against AZT.
reposted from

By Joseph Sonnabend -

From time to time I'll write about some of the earliest events in the epidemic.  I've had the opportunity to participate in some of them, both as a physician caring for people with AIDS from its first recognition in 1981 and also as a microbiologist.   Today, I'm going back 24 years to recall - with the help of a few contemporary documents, a significant event in the history of the HIV/AIDS epidemic.  This was the introduction of AZT, the first drug to be approved for the treatment of HIV infection.
This is not so much about AZT as it is about the trial that led to its approval and how it made me aware that even if we then had no lifesaving treatments there was much we were able to do for our patients.
I'm certainly not writing a history of the introduction of AZT. This is just the personal account of a doctor treating HIV infected individuals at the time, who was unable to recommend AZT for his patients at least not at the huge dose then suggested by authorities who had taken on the medical leadership of the epidemic.

I'm not sure that it's even possible to adequately describe the terror and desperation felt in the early 1980s.   By 1986 nothing of any use regarding treatments had come from the Public Health Service and very little from the academic medical community.  For example, people with AIDS had to wait until 1989 for the CDC to issue guidelines for the prevention ofpneumocystis pneumonia, the most frequent cause of death among them, while this type of pneumonia had often been routinely prevented in many other individuals who were also at risk because they were recipients of kidney transplants, or were children with leukemia.  The way to prevent pneumocystis pneumonia was no secret - it had been published in 1977.  

Then, after six years of inaction we were at last told that help was on the way. Dr Samuel Broder who was head of the National Cancer Institute appeared on television shows trumpeting the benefits of a drug he called Compound S.   I well remember a TV show where he appeared with a person with  AIDS  who enthusiastically attested to the benefit he had received from the drug, presumably from 1.5G of it daily.
At that time doctors on the front lines were trying to do what they could for their patients but had received little help from experts at academic medical centers and virtually none at all from Government scientists.
There was a pervasive defeatist attitude, a feeling that nothing could be done, that what was needed was a new drug.  So in a sense, those who had taken on the medical leadership of the epidemic were telling us in their silence that there was nothing much we could do for individuals with AIDS.  We just had to wait for a drug.   
But in fact, much experience in the treatment of immunocompromised individuals had been gained well before the AIDS epidemic, particularly in the field of renal transplantation, but also in other conditions where individuals are susceptible to the same opportunistic infections and malignancies as are people with AIDS.    By 1981, when the first cases of AIDS were reported, diseases of the immunocompromised host had already become a distinct subspecialty of clinical medicine.

There really was a lot that could be done before the advent of AZT.  After all, most deaths were caused by opportunistic infections, and we certainly could do a great deal to prevent and treat many of them.   I had the good fortune to have had experience in the 1970s in the infectious diseases service at a medical center where there was a renal transplant unit and so was familiar with the kinds of infections and malignancies that occur in AIDS.  Community physicians treating large numbers of patients soon became experts in the management of this new disease, and we were preventing pneumocystis pneumonia in our patients with Bactrim or dapsone without waiting for recommendations from a medical leadership that actually discouraged this practice at that time.  As I'll describe a little later there were other measures we learned to take that were able to extend the lives of our patients.   But it took a careful review of the AZT trial to make me understand just how much we were able to do.
The clinical trial on which AZT's approval was based had produced a dramatic result. Before the planned 24 week duration of the study, after a mean period of participation of about 120 days, nineteen participants receiving placebo had died while there was only a single death among those receiving AZT.   This appeared to be a momentous breakthrough and accordingly there was no restraint at all in reporting the result; prominent researchers triumphantly proclaimed the drug to be "a ray of hope" and "a light at the end of the tunnel".  Because of this dramatic effect, the placebo arm of the study was discontinued and all participants offered 1500mg of AZT daily.

I was treating many HIV infected individuals in 1987 when the drug was approved for the treatment of advanced AIDS.  I was puzzled by the results of the trial quite simply because it was most unlikely that those patients of mine who resembled trial participants would have died in the period before the placebo arm was terminated.   Many patients enrolled in the trial had experienced an episode of pneumocystis pneumonia within four months of participation.  My patients and those of other experienced physicians were unlikely to die within four months of an episode of this type of pneumonia.
This means that if my patients had enrolled in the trial it's probable that there would not have been any deaths at all by the time the placebo arm was discontinued and thus a dramatic apparent effect of AZT on mortality would not have been seen.
There had to be an explanation for the discrepancy between the outcome of my patients (and those of other experienced physicians) and individuals participating in the trial; I was confident that an academic clinical researcher would sort this out.
But no explanation was forthcoming.
I then tried to obtain a copy of the FDA report on the application submitted by Burroughs Wellcome, (the NDA) so that I could try to understand the discrepancy myself.
Through the Freedom of Information Act, Martin Delaney of Project Inform obtained a copy of the review of the NDA .  Unfortunately much of this was blacked out, and another copy was obtained by the same means by ACT UP New York, which was legible.
I reviewed the report as a primary care provider to people with AIDS, and thus challenged very aggressively, both by my colleagues and by many patient advocates, to prescribe AZT.  I also reviewed the report as a clinical researcher who had designed and implemented clinical trial protocols. 
This is the report I wrote after reviewing the report on the NDA. (1)

Essentially it makes the point that patient management strategies were the most significant factor influencing mortality, in the short term, and it could not be excluded that differences in patient management in the trial were to a greater or lesser extent, responsible for survival differences.  For example, the speed with which a potentially fatal opportunistic infection is suspected and diagnosed and efficiently treated can make the difference between life and death. But this is just one aspect of patient management.
A note about patient management strategies before antiviral therapies were available:
These are structured programs to prevent opportunistic infections when possible, to determine susceptibility to some, to diagnose them early and aggressively treat them.  To aggressively determine the cause of symptoms, such as diarrhea, and not throw up one's hands, do nothing and attribute everything to AIDS. 
All too often certain symptoms, specifically diarrhea, fever, weight loss, and  anemia were simply attributed to AIDS and not investigated. In fact, such symptoms could frequently be ameliorated if their causes were aggressively sought.  More often than not they were caused by treatable conditions.    I and other community physicians aggressively tried to establish the cause of such symptoms.
 It was the experts who in fact were more likely to attribute them to AIDS and therefore consider them to be untreatable. In that climate it could sometimes be difficult for people with AIDS to obtain a diagnosis of any complaint not caused by AIDS.  People with AIDS are of course also susceptible to other ailments, but too often in the early days, their manifestations were just attributed to AIDS.
 The provision of general support, including attention to nutrition and mental health and other issues are parts of patient management.
 This is pretty labour intensive doctoring, but these measures were able to prolong the lives of our patients.
Needless to say, it was community doctors who had to develop such strategies without much help from the experts.  I believe the first recommendations on patient management made by the medical authorities leading the response to the epidemic were those concerning prevention of pneumocystis pneumonia in 1989.

Returning to the original AZT trial:
 It took place in 12 centers across the country.  There was no uniform approach to patient management during the trial; each of the 12 medical centers determined this independently.  So the most important series of measures determining life or death in the short term was left unspecified.   I suppose one has to conclude that government medical experts, unlike community doctors, must have felt that nothing could be done for people with AIDS, that the only hope to be found was in a new drug.
So if in the short term patient management strategies can make the difference between life and death is there any reason to consider that such strategies may have differed in those receiving placebo or AZT?

 The reason why randomized placebo controlled clinical trials are blinded, (so that neither investigator nor participant knows who is receiving placebo or active drug) is to minimize bias.  Bias can influence the outcome that might incorrectly be attributed to a drug effect.   But it's impossible to blind a trial using AZT.  The drug causes changes in routine blood counts that investigators need to see.   Therefore we must conclude that investigators could know who was receiving AZT or placebo.  
If patient management is the most important determinant of mortality in the short term, could bias have influenced the ways patients were managed?
Unfortunately, because this was essentially an unblinded trial, the answer is yes.
Patients known to be taking AZT or placebo might have unintentionally been treated differently, with either greater or lesser care, when the investigator was also the treating physician.  AZT may therefore have been even more effective than claimed or may have been worse.
In some centers were there instances where the participant also had a personal physician?   If this occurred, as is likely to be the case, there was no analysis of trial outcomes based on this compared to centers where the study physician was also the treating physician.  There was also no analysis of outcomes by study center.   New York City was a study site.  Were patients referred to the study site at St Lukes Roosevelt Hospital Center by personal physicians who continued to care for their patients?
Information must still be available regarding mortality at different study centers, and in relation to whether the participant was treated by the study doctor or had a personal physician.
Dr Fischl was the principal investigator of the trial but I don't know if she and her team at the University of Miami were the treating physicians as well as the trial investigators.

Incidentally this also brings up the question of   the propriety of an individual serving as both investigator and treating physician. I believe these two roles are frequently incompatible; that there can be an insuperable conflict of interest that should preclude an individual from functioning in these two roles concurrently.
The problems resulting from unblinding were clearly recognized by the FDA reviewer but not by the study investigators in their report.   Around the time of publication of the trial report I took part in a Canadian Broadcasting Corporation telephone interview.  When I tried to bring up the issue of bias I was cut short by a NIH official who said this was too technical a detail for the audience!   On another occasion when I was able to raise the issue, an expert responded that investigators would never have been influenced by knowing who received active drug or placebo!  It was pointless to ask why in that case bother to blind a study. 

In summary, the survival benefit in the trial attributed to AZT   may to a greater or lesser extent have been due to differences in how placebo or AZT recipients were managed.  All we can say is that the question remains, not that this was in fact the case.
Very unfortunately, the most vocal of the critics of the AZT trial included some individuals who were convinced that HIV could not cause AIDS, some even claiming that AZT rather than HIV was responsible!  None of these critics,  as far as I know,  had any experience in clinical trial methodology, or indeed in the care of patients.

I thought that my review of the AZT trial was actually quite conservative with its criticisms based on the traditions of clinical practice and research. 

It was immensely disappointing to find that many of the problems in the trial were identified by Ellen Cooper, the FDA reviewer, yet the drug was still approved at a dosage that proved to be so toxic that another trial compared a similar dose with half that dose. This exercise resulted in excess deaths among those taking the higher dose. (A randomized controlled trial of a reduced daily dose of zidovudine in patients with the Acquired Immunodeficiency Syndrome. Margaret A Fischl et al. NEJM 1990: 323:1009-14).

Among the many bizarre aspects surrounding the introduction of AZT was the claim that the excess deaths in those receiving the higher dose were due to AIDS - that in the case of AZT, less is better - the explanation given for the superiority of the low dose compared to the high dose was that the lower dose allowed people to remain on the drug for longer - not even a hint that the higher dose contributed to the increased mortality.  Here is the representation of the mortality differences between the two dosages:

Thumbnail image for AZT dose comparison.jpg
It's worth reproducing the disingenuous explanation for the survival benefit of the lower dose.

"The findings in this study indicate that a lower daily dose of zidovudine is at least as effective the initially tested dose of 1500mg per day and is less toxic"  "Moreover low dose therapy was associated with a better survival rate" "The reason for this better interim survival is not certain, but is most likely related to the greater likelihood that continuous antiviral therapy can be maintained with lower doses of zidovudine"

If ever evidence was needed that AZT - at the initial recommended dose of 1500mg daily probably caused an excess mortality - the figure above provides it, despite the disingenuous claims of the authors that the deaths were due to AIDS.  A rational response would have been to work out the minimum effective dose. Why stop at 600mg a day? 300mg a day is probably just as good.  It is the dose I prescribed with no evidence that 300mg AZT daily was associated with a worse outcome.  As described inanother article it is likely that endogenous interferon plays a role in pathogenesis, and AZT promptly removes it from the circulation.   
That the possibility that more people on the higher dose died from AZT toxicity is not even mentioned in the above report is a sad indication of what has become of the discussion of results section in a scientific paper, at least in the field of AIDS. Traditionally all possibilities are discussed, even to be dismissed, but not in this paper.  
Because I was one of the few physicians around 1987 who did not prescribe AZT I attracted patients who were reluctant to take it and whose physicians were nor supportive of this choice.   

This recollection has been about the trial of AZT not about AZT itself. Inappropriate interpretations of clinical trial data are not confined to the field of HIV medicine; they are all too common in every field.  But it seems that HIV medicine is different in one respect.  In just about every other field - in cardiovascular medicine, oncology or psychiatry there are vigorous discussions over what are seen as inappropriate interpretations of trial data. But for whatever reasons clinical trials in HIV medicine seem to escape careful scrutiny by the broader medical community. 

(1)     I sent my review to clinical researchers across the country but received no responses at all.  Not even a rejection of points I had made.   
I have written a similar, but longer account of the AZT trial.

Sean on:  


Thank you very much, Dr Sonnabend, for this very informative article. Having been around since the beginning of the epidemic (first as someone witnessing the unfolding of it and later on as someone living with HIV) I was aware that there were, and likely still are, issues surrounding how well or poorly--and mostly the latter--the clinical trials for HIV medications are managed, but I wasn't previously aware of the details you've provided.
Do you have any explanation for the lack of any attempts, early on, to undertake aggressive prevention efforts against opportunistic infections despite the fact such measures were often well-known and readily available? 
I don’t think there can be a simple explanation why prophylaxis of pneumocystis pneumonia was not recommended until 1989. Infection in the immunocompromised host is a subspecialty of infectious diseases and it’s probable that many treating physicians and those who community leaders chose to advise them, were not too familiar with the field – at least in the earliest years, although they were soon to become experts.
The medical leadership of the epidemic actually discouraged the practice although Walter Hughes who studied Bactrim prophylaxis in leukemic children in 1977 had recommended its use in other conditions where there was susceptibility to recurrent episodes of pneumonia. It’s true that there are more hypersensitivity reactions to Bactrim in AIDS, but we had no difficulty in dealing with this when Bactrim prophylaxis became routine about 8 -10 years after it might have been first recommended.
I don’t know why recommendations were not made regarding management of immunocompromised individuals, including OI prophylaxis. Equally puzzling is why there was no demand for such recommendations.
The unique and outstanding exception is Michael Callen – who without support, persistently confronted the medical leadership on the issue of prophylaxis, demanding that people with AIDS receive measures to prevent the infection that was the most common cause of their deaths.
I have tried to find explanations for the question you asked in this article.

Dear Joseph
Thank you for this article, very interesting, especially for people like me who started taking an interest in HIV quite late. I often suspect that a lot of people here in East Africa are dying of treatable conditions that are not treated for two reasons: firstly, they are HIV positive or assumed to be HIV positive and secondly, because most health facilities don't have the supplies or even the expertise to treat very many conditions. Even after all these years, I think AIDS is seen as virtually untreatable and the most people can expect is a large quantity of free drugs.
Dr Sonnabend -
Wonderful article!
I was one of the patients in Dr Margaret Fischl's original AZT protocol study at Jackson Memorial/University of Miami mentioned in your article. I believe there were just over 100 of us. I started the protocol with my partner and a couple of our good friends. I only know of one other individual from that study who is still alive. I hope and presume there are a few others.
I remember discussions among the group that early studies were showing the AZT was highly toxic. Unfortunately, at the time, it seemed to be our only hope. At least a few of us started reducing our dosages without disclosing what we were doing (of course we also didn't know exactly what dosage of AZT, if any, we were getting in the blind study). We probably screwed up the data a bit, but it was well known back then that you had to take responsibility for your own survival.
I have been very fortunate and to this day am very healthy. Never presented and currently maintain an undetectable viral load. I have often thought a study should be done on those of us who survived those early studies to see what made the difference.
Fascinating to read your article and get a viewpoint from the other side of the exam table!
Hi Jack...myself and my partner Dr.Bill Masin were also part of the Fischl trail at UoM...he passed away in 89 but I'm still going strong. Started ARV's about 6 years back and doing very well. Most everyone I know from the AZT trial are dead so nice to know someone else made it thru. Jay levy out of UCSF has been conduction long term studies on folks like us. I now live in Africa so am no longer part of any ongoing research. Also David Ho was doing work around LTNP/LTS...if you need more, drop me a note at
Joseph, thank you for such a great article...a trip down memory lane....thank you for telling the story many have never heard.
David Patient...28 years and counting.
Great article. I was in San Francisco at the time in 1987 and my lover who is now passed was on the trials. Fortunately I did not have to start any medications until 2008. There are so many people that passed away during the trials to give us all a better life. Thanks for the article!
Ian Leffler
Colorado Springs , Colorado
Diagnosed in 87
Dear Jack, Ian, David, and any others who participated in that early AZT study -- in any of the test sites: I'd like to interview you for research for a book on the history of AIDS drugs. If possible, can you reach out to me?, or 212 505 1758. Thanks.

And thanks Joe for alerting me to this!

Dear Joe,
Why do you say it was "Very unfortunately ... some [were] even claiming that AZT rather than HIV was responsible!"? That is indeed what I deduced from the the design of the drug, being a DNA chain-terminaror designed to kill replicating cells for cancer therapy, and from the outcome of the treatments, which you so convincingly demonstrated in your figure above.
I think we pulled on the same rope. And still are ...
Peter Duesberg

If by pulling on the same rope you mean pointing out the toxicity of the initial huge dose of 1.5G AZT a day, then everyone else was as well. That's why the dosage was reduced to 600mg a day. There is no disagreement that the amount of AZT administered in the original trial was far too high.
Dr. duesberg,
Being a critic doesnt have to mean you value deductions over data and a disciplined reading of the literature. It is no small matter to prove that an agent, even one designed as a nucleoside analogue, actually functions as a chain terminator, causing cell death, in vivo. There's actual scientific work involved. The distinguished scientist Seymour Cohen pointed this out in a letter to the New England Journal in response to the original publication of BWO2, the initial AZT trial.
Scientific criticism can be more than an avenue for pursuit of self promotion, fame and notoriety, but can actually make a difference in public health, as Dr. cohen's work (and Dr. Sonnabend's) demonstrates.
I still can't figure you out Dr. Sonnabend. I read your writing and I have no doubt that you are a man of great intellect, and I believe you have made tremendous contributions to AIDS research and that your multifactorial model was much closer to the truth as to what was going on with the early AIDS patients than the HIV-AIDS theory. I use the term theory because it isn't even really a hypothesis. A hypothesis has to be falsifiable. There is no way to falsify the belief that one virus causes 27 previously-existing diseases through mechanisms that defy all logic and precedent and remain unknown and strictly theoretical after 28 years and $344 billion dollars of funding. HIV was thought to directly kill T-cells leading to immune deficiency. As Duesberg said in 1987's Retroviruses as Carcinogens and Pathogens: Expectations and Reality, HIV doesn't infect enough T-cells to work through a cytocidal mechanism and T-cells regenerate too quickly for the virus to cause AIDS. This was later confirmed by Montagnier and others. It is now accepted by all this is true. At this point, any scientist should have followed the scientific method and reformulated their hypothesis. But not AIDS researchers, and that's why there remains no mechanism. Everyone is stuck on the step where HIV kills billions of cells it doesn't infect. To some, that would seem a disqualifying paradox.
Here you so rightfully criticize the one 24-week study that became unblinded that was used to justify prescribing a DNA-chain terminator to people with immune deficiency (what a great idea!) based on a nonspecific antibody test that could not be used for diagnosis today, and yet you go out of your way to criticize those like Duesberg who questioned the HIV-AIDS hypothesis and who correctly predicted that AZT causes an Acquired Immune Deficiency Syndrome. A drug that causes bone marrow suppression causes an Acquired Immune Deficiency Syndrome. That should be as obvious as 1+1=2. But when Duesberg was warning people not to take AZT and saying AZT is AIDS by prescription he was widely criticized and said to be irresponsible even though time has clearly proven he was correct as later shown by the Concorde study which found the early AZT group had a 25% increased relative risk of death.
It seems like all AIDS researchers hate Duesberg, even the cofactor people such as yourself and Haverkos, and I'm left to wonder if that is simply because he's smarter than everyone.
Didn't AZT monotherapy at 1500 MG cause an Acquired Immune Deficiency Syndrome? Can't "Immune Reconstitution Syndrome" also be thought of as iatrogenic AIDS?

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